REITs

Posts In REITs

Non-Traded Real Estate Investment Trusts: Recovering Damages when a Broker Unsuitably Recommends a REIT Nov 22
Although stocks and bonds often take center stage in brokerage services, riskier securities ...
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Independent Financial Group Disciplined Over Concentrated Illiquid REIT Sales, Supervisory Failures Apr 12
FINRA censured and fined Independent Financial Group (IFG) $200,000 for failing to supervise a ...
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Adviser Who Instructed Elderly Customers to Sign Blank Documents and Lied on Forms to Effect Investments in High-Risk, High-Fee Products Sentenced to 17 Years in Prison Apr 01
A Department of Justice press release announcing ex-financial adviser Anthony Diaz's 17-year prison ...
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Megurditch Patatian Accused of Unsuitable REIT Recommendations Funded Through VA Surrenders Mar 02
FINRA filed a complaint against former Western International Securities broker Megurditch Mike ...
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Voya Broker James Flynn Racks Up Suitability Complaints, Reportedly Flees to Caribbean Sep 19
Barred by FINRA in 2018, former Voya Financial Advisors broker James Travis Flynn aka Jim Flynn's ...
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FINRA: LPL Financial Unsuitably Sold Elderly Clients Risky REITs After Broker Lied About Customers' Net Worth May 10
A recent FINRA report found that a broker with LPL Financial sold several elderly customers risky ...
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