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Merrill Lynch

June 18, 2019 Patrick Foley Barred After Investigation into Accepting Loans from Elderly Client
June 14, 2019 Cryptocurrency Business Places Kyung Soo Kim in Hot Water
May 07, 2019 Michael ("Mikey") Tanha Cited for Outside Business Activities, Private Securities Transactions
May 04, 2019 Kajo Movsesian Barred After Review into Conduct Inconsistent with Merrill Lynch Standards
February 20, 2019 Disgraced Merrill Lynch Broker Thomas Buck Sentenced to 40 Months in Prison for Securities Fraud
November 14, 2018 Michael Scott Livermore Sanctioned for Failing to Report Felonies
August 22, 2018 Merrill Lynch to Pay $8.9 Million to SEC for Failing to Disclose Conflict of Interest
August 26, 2022 Merrill Lynch's Conrad Branson Disciplined for Series of Unauthorized Transactions, Discretion in Customer Accounts