MetLife Securities

Posts In MetLife Securities

NASAA Identifies Notes, Real Estate, Ponzi, Oil and Gas, Affinity Fraud, and Variable Annuities as Biggest Investor Threats Dec 27
The North American Securities Administrations Association (NASAA) announced the top threats to ...
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Jose J. Perez Sanctioned for Impersonating Client's Brother to Request Retirement Funds Transfer; Requests Transfer from Wrong Account Jun 19
FINRA fined and suspended former Voya Financial Advisors and MetLife Securities representative Jose ...
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New Complex Buffer Annuity Drawing Regulator's Interest: "Does the firm understand it? Does the rep?" Jan 26
The complex product known as a variable annuity has become a little more complicated with the ...
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MetLife Securities Ordered to Pay Record-High $25 Million for Negligent Variable Annuity Replacement App Misrepresentations and Omissions May 03
FINRA fined MetLife Securities, Inc. an industry-record $20 million and ordered an additional $5 ...
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MetLife: FINRA to Seek Significant Fine for Variable Annuities Violations Nov 10
MetLife Inc. announced it is expecting a "significant fine" for potential variable annuities (VA) ...
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Loreta Salinas Nelson Fined & Suspended for Serving as Co-Trustee for 100-year-old Client Without Firm Permission Mar 26
FINRA suspended former MetLife Securities Inc. broker Loreta Salinas Nelson of Murrieta, California ...
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