Posts In Fidelity

Patrick English Barred During Unauthorized Use of Discretion Investigation Aug 18
FINRA barred former Comerica Securities (Phoenix, Arizona) and Fidelity Brokerage Services ...
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Study: Fidelity Increased Risk for 6 Million Retirement Savers Mar 13
As Fidelity's Freedom Funds experienced $16 billion in net withdrawals over the past four years all ...
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Cetera Financial Group & Cetera Advisors Paid $4.2 Million Over Mutual Fund Misconduct
Megurditch Patatian Barred for $8 Million of Unsuitable REIT & Variable Annuity Recommendations
WestPark Capital Sanctioned for Misrepresentations in $3.9 Million Promissory Note Sales
Gregory Scott Hanshew Accused of Disclosure, Sales Violations with Elder Investors
Morgan Stanley's Barry Garapedian Accused of Unsuitable Recommendations Causing Millions in Damages

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