Posts In Meyers & Associates

George Johnson Barred, Christopher Wynne Suspended for Market Manipulation Scheme Feb 19
FINRA barred former Meyers Associates LP broker George Johnson and suspended his supervisor, ...
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NY Firm Meyers Associates: A Standout Broker-Dealer Full of Black-Mark Reps with Disclosures Apr 01
Every once in awhile, a FINRA-registered firm turns up as a safe haven for brokers with disclosures, ...
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Cetera Financial Group & Cetera Advisors Paid $4.2 Million Over Mutual Fund Misconduct
SEC Charges Brokers Michael Horowitz, Moshe Marc Cohen with $80 Million Variable Annuity Fraud
James Hedges Cited for Misrepresenting, Failing to Disclose $6 Million of Financial Events on Questionnaire
Midtown Partners' Kevin Gillespie Charged by SEC in $10 Million Microcap Fraud Scheme
Morgan Stanley's Barry Garapedian Accused of Unsuitable Recommendations Causing Millions in Damages

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