Churning

• Jan 21, 2025 WestPark Capital Broker Matthew Turner Cited for Violating Regulation Best Interest by Excessively Trading Senior Customer Accounts

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• Sep 24, 2024 IFG VP Richard Mireles, Stewart Paxton Ginn Sanctioned in $2.2 Million Churning Scheme

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• Sep 13, 2024 Stewart Ginn Agrees to Settle Charges of Churning $2.2 Million from IFG Customers

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• Dec 7, 2023 Christopher Kennedy of Western International Securities Barred for Excessive Churning Resulting in $2.3 Million in Losses

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• Oct 19, 2023 IFG Broker Stewart Ginn Accused of Churning Elderly Clients, Resulting in $4.5 Million in Losses

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• Oct 14, 2023 Christopher Kennedy Churned and Excessively Traded Western International Securities Accounts Resulting in Multi-Million Dollar Losses, According to FINRA

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• Jul 6, 2023 Wedbush's Jonathan Way Barred During Investigation, Allegations of Unauthorized and Unsuitable Trading

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• Oct 27, 2022 FINRA's First Regulation Best Interest AWC

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• Apr 28, 2021 Sun Hyung Kim Barred for Unauthorized Trading, False & Misleading Statements

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