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Churning

October 19, 2023 IFG Broker Stewart Ginn Accused of Churning Elderly Clients, Resulting in $4.5 Million in Losses
October 14, 2023 Christopher Kennedy Churned and Excessively Traded Western International Securities Accounts Resulting in Multi-Million Dollar Losses, According to FINRA
July 06, 2023 Wedbush's Jonathan Way Barred During Investigation, Allegations of Unauthorized and Unsuitable Trading
April 28, 2021 Sun Hyung Kim Barred for Unauthorized Trading, False & Misleading Statements
December 10, 2018 FINRA Reports Problems with Overconcentration in REITs, Unsuitable Variable Annuity Recommendations
December 02, 2018 Sean J. Waters Barred for Churning Senior Citizen's Retirement Accounts, Racking Up Fees and Losses
November 23, 2018 San Diego "Financial Whiz of Local Airwaves" Kyle Harrington Barred After Conversion, Undisclosed Private Securities Transaction Investigations
October 24, 2018 John Simoncic Barred for Churning Retirement Accounts with VIX ETF