VALIC Financial Advisors

Posts In VALIC Financial Advisors

VALIC Financial Advisors Fined $350,000 for Variable Annuities Failures After Prior $1.75 Million Fine Feb 25
FINRA continued its crackdown on firms with deficient variable annuities (VAs) policies and ...
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Walter Marino Charged with Collecting $60k Commissions as Clients Lost Money Over Unsuitable Variable Annuity Replacements May 08
FINRA charged former Legend Equities broker Walter Joseph Marino with recommending unsuitable ...
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FINRA's Recent Sanctions Underscore Compensation and Conflict of Interest Priorities Dec 05
FINRA demonstrated its concern with conflict of interest situations posed by broker-dealer sales ...
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VALIC Financial Advisors Fined $1.75 Million for Conflict of Interest, Supervisory Failures Related to Variable Annuities Nov 28
FINRA fined VALIC Financial Advisors, Inc. a total of $1.75 million for filing to detect and address ...
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