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Wedbush Securities
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November 29, 2023
Wedbush Fined $350k for Approving Fraudulent Wire Transfers Totaling $6.6 Million
July 06, 2023
Wedbush's Jonathan Way Barred During Investigation, Allegations of Unauthorized and Unsuitable Trading
January 09, 2023
Wells Fargo & Wedbush's Richard Blosser Barred During Investigation into Stock & Closed Fund Sales
January 25, 2019
Unauthorized Trading, Suitability, and Customer Abuse Complaints Catch Up to Wedbush's William Mark Heiden of Southern California
June 20, 2019
Wedbush's Latest Penalty is an $8.1 Million SEC Fine for Improper Handling of ADRs
May 28, 2019
Wedbush/Hilltop Securities Broker Mark Augusta Accused of Fraud, Financial Elder Abuse
March 26, 2019
Broker Bonuses and Forgivable Loans - When Brokers Place Personal Profits Above Client Interests, a William Mark Heiden Case Study
August 12, 2022
Fired from Raymond James, Wedbush Hires Michael Paul Massey & William Romans, Brokers Accused in Pending Case of Drug Charges
