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First Financial Equity
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October 12, 2020
Stephen Whittaker Cited for Undisclosed Outside Business Activity
January 02, 2020
First Financial Equity Corporation Sanctioned for Failing to Timely Disclose Financial Events, Supervisory Deficiencies
September 11, 2019
FINRA Cites First Financial Equity's Compliance Officer, Melissa Strouse, for Failing to Disclose 67 Broker Liens, Judgments & Financial Events
March 10, 2017
First Financial Equity CCO Melissa Strouse Punished for Suitability, ETF, Heightened Supervision Failures
