Posts In Sandlapper Securities

Kyusun Kim Barred for Unsuitable Recommendations of REITs and Alt Investments in Elderly Investors' Retirement Accounts Jun 27
FINRA barred former Independent Financial Group and Sandlapper Securities, broker Kyusun Kim for ...
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Sandlapper Securities Accused of Charging $8 Million in Fraudulent Markups for Saltwater Disposal Well Private Placements Oct 03
FINRA filed a complaint against Sandlapper Securities, LLC, as well as brokers Trevor Lee Gordon and ...
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Most Popular

Ronald Hannes Barred During Conversion Investigation
FINRA Fines Scottsdale Capital Advisors $1.5 Million, Bars John Hurry, Suspends Timothy DiBlasi & D Michael Cruz in Illegal $1.7 Million Cayman Islands Microcap Sales Scheme
Peter Plaut Sanctioned for Multiple Outside Business Activities, Serving as a Broker at Outside Firm
James and Lorraine Conaway Sanctioned for Real Estate Outside Business Activity Violations, Disclose Failures
SEC Bars BKS Advisors' Roger Denha for Fraudulent Cherry-Picking Trade Allocation Scheme

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