Posts In Sandlapper Securities

Kyusun Kim Barred for Unsuitable Recommendations of REITs and Alt Investments in Elderly Investors' Retirement Accounts Jun 27
FINRA barred former Independent Financial Group and Sandlapper Securities, broker Kyusun Kim for ...
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Sandlapper Securities Accused of Charging $8 Million in Fraudulent Markups for Saltwater Disposal Well Private Placements Oct 03
FINRA filed a complaint against Sandlapper Securities, LLC, as well as brokers Trevor Lee Gordon and ...
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Midtown Partners' Kevin Gillespie Charged by SEC in $10 Million Microcap Fraud Scheme
Darrell Rideaux Barred During Investigation into Selling Away Allegations
Advice on Air: Misleading Advertising, Broker Misconduct and the Radio
Cetera's Christopher Kozak Suspended for Undisclosed Outside Business Activity with Nutrition Bar Investments
FINRA Fines Scottsdale Capital Advisors $1.5 Million, Bars John Hurry, Suspends Timothy DiBlasi & D Michael Cruz in Illegal $1.7 Million Cayman Islands Microcap Sales Scheme

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