Top

Newport Coast Securities

December 09, 2020 FINRA Charges Gregory McCloskey aka Gregory Meier with Covering Up Improper Private Securities Transaction (PST) with a Second Improper PST
May 11, 2018 'Volatility Virus' XIV Devastated Wall Street and Ravaged Private Investors as Uninformed Brokers Took on Too Much Risk
October 20, 2017 Ex-Newport Coast Securities Broker George Dahl Barred in 15th Disclosure
August 13, 2016 Newport Coast Securities Hit with $100k Arbitration Award, Including $57k in Damages for Elder Abuse; Firm Opts to Quit the Industry
April 13, 2016 Leonard Goldberg Barred for Fraudulent Use of Mutual Fund and ETF Discretion, Causing Over $123,600 in Customer Losses
August 31, 2015 CFP Board Suspends Broker Michael T. Ryan of Santa Ana for Unauthorized Outside Business Activities
July 31, 2014 Five Newport Coast Brokers Charged with Churning Resulting in $1 Million Losses