STOCK/ INVESTMENT LOSSES
Investing in the stock market always involves an element of risk. However, many people think that they can lessen risks if they work with a qualified stockbroker, brokerage firm, or investment advisor. By working with these financial professionals, people believe that they will receive the investment advice and direction they need to experience gains, not losses.
Unfortunately, there are many instances where people experience stock or investment losses due to the improper advice of the investment professionals they hired. Even though the Securities and Exchange Commission (SEC) and National Association of Securities Dealers (NASD) have implemented policies to ensure that financial professionals offer suitable investment guidance to their clients, many professionals still make errors or give clients inappropriate advice that ultimately leads to losses. Losses can occur when investment professionals:
- give poor advice
- mismanage accounts
- give inaccurate information to the client
- give incomplete information to the client
If you have experienced stock or investment losses due to poor advice from a stockbroker, brokerage firm, or investment advisor, you may be allowed to take legal action to recover your lost funds. The best thing you can do after you have experienced significant investment losses is to speak with an experienced securities attorney. A securities attorney can review your individual situation, investigate the conditions surrounding your investments, determine if you received inappropriate investment advice, and help you take legal action to recover your losses.
Los Angeles Securities Attorney
The Law Offices of Jonathan W. Evans & Associates is a California based law office assisting clients nationally and worldwide with securities matters. If you have questions regarding stock or investment losses, Attorney Jonathan W. Evans can help you. Attorney Evans has significant securities litigation experience and is extremely knowledgeable in this complex area of law. By working with Los Angeles securities lawyer, Jonathan W. Evans, clients can contest their illegitimate losses and ensure that their finances remain secure.
Call The Law Offices of Jonathan W. Evans & Associates today at (800) 699-1881!