Posts In LPL

FINRA barred former Vorpahl Wing Securities and LPL Financial (both Spokane, WA) broker Lee Victor ...

FINRA barred former LPL Financial (Ross, California) and APW Capital (San Francisco) broker Paul ...

FINRA barred John Lee Scott, formerly of LPL Financial in Phoenix, as a result of an investigation ...

FINRA barred former LPL Financial broker and Graysail Capital Vice President Rhett Douglas Bedwell ...

FINRA fined and suspended LPL Financial broker Scott Richard Hansen for preparing a will and trust ...

FINRA fined and suspended LPL Financial broker Arthur Obermeier, formerly of LPL's Boulder, Colorado ...