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Wells Fargo

May 30, 2023 Ameriprise Broker Cathie Joughin Barred During Elder Abuse, Misappropriation Investigation
May 26, 2023 Wells Fargo SoCal Broker Mark Brewer Sanctioned for Trying to Skirt Beneficiary Rule
May 03, 2023 Wells Fargo's Tyler Rigsbee Sentenced to Prison for Stealing Money from Elderly Clients
January 09, 2023 Wells Fargo & Wedbush's Richard Blosser Barred During Investigation into Stock & Closed Fund Sales
August 28, 2022 GWG Holdings Financing Package Approved, Further Highlighting Importance of Pursuing Arbitration with Firms That Sold L Bonds
April 12, 2022 GWG Sanctioned by NASDAQ As More Brokerage Sellers Appear
April 25, 2020 Lost Money in Risky Oil & Gas Investments During COVID-19? We're Investigating Claims
February 29, 2020 Citing 'Widespread Failures,' SEC Fines Wells Fargo $35 Million for Unsuitable Inverse ETF Recommendations, Inadequate Supervision Leading to Millions of Dollars in Customer Losses