Soon after ex-Cetera Advisors registered representative George Craig Merhoff's ban from the ...
FINRA ordered Summit Brokerage Services, which is a Cetera Financial Group independent ...
FINRA barred former Cetera Advisors broker George Craig Merhoff after he refused to cooperate with ...
FINRA barred former Cetera Advisors broker Nina Sue Jessee for failing to cooperate into an ...
A flurry of recent customer disputes filed against Southern California broker Mark Fred Augusta, ...
Broker Steven Paul Cooper, formerly of UBS Financial Services' Century City, CA branch, consented to ...
