Posts In Front Running

'Wall Street 2's Anastasios Belesis Barred, Restitution Ordered for Penny Stock Violations, Trading Ahead, Hiding Evidence Jan 11
An extended FINRA OHO hearing panel barred John Thomas Financial, Inc. CEO Anastasios "Tommy" ...
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FINRA Cracking Down on Abusive, Unsuitable Automatic Trading Practices May 29
FINRA is placing emphasis on trading strategies based on mathematical algorithms and has opened 170 ...
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Sharon Kwan (Quan) Fined and Suspended for Undisclosed Outside Business Activities, Joint Bank Account with Client
Fired from Raymond James, Wedbush Hires Michael Paul Massey & William Romans, Brokers Accused in Pending Case of Drug Charges
Cetera Financial Group & Cetera Advisors Paid $4.2 Million Over Mutual Fund Misconduct
Ex-Merrill Lynch Broker Alec Rivera Pleads Guilty to $1 Million Theft from Clients
Morgan Stanley's Barry Garapedian Accused of Unsuitable Recommendations Causing Millions in Damages

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