Affinity Fraud

Posts In Affinity Fraud

NASAA Identifies Notes, Real Estate, Ponzi, Oil and Gas, Affinity Fraud, and Variable Annuities as Biggest Investor Threats Dec 27
The North American Securities Administrations Association (NASAA) announced the top threats to ...
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Tommy Mai Sanctioned for Forging Customer Signatures, Running a Misleading Los Angeles-area TV Show That Discussed Securities Jan 18
FINRA fined and suspended former Questar Capital Corporation (Westminster, CA) and Client One ...
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Thrivent's Miguel Hernandez Barred for Defrauding Elderly Church-Going Client May 19
FINRA barred Miguel Angel Hernandez ( CRD 4733002 ), formerly of Thrivent Investment Management in ...
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