Posts In Tax

Signator's Jeffrey Lundstrom Cited for Failing to Disclose $100,000 in Liens Jul 10
FINRA fined and suspended Southern California broker Jeffrey Wade Lundstrom for failing to disclose ...
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Laura Ortega Shean Barred for Converting $124,000 in Client Funds to Pay Personal Tax Bills Apr 05
FINRA barred former LPL Financial principal Laura Ortega Shean aka Laura Ortega Provost of Medford, ...
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Complaint Alleges Shopoff Securities Fraudulently Sold $12.6 Million of Promissory Notes
FINRA Fines Scottsdale Capital Advisors $1.5 Million, Bars John Hurry, Suspends Timothy DiBlasi & D Michael Cruz in Illegal $1.7 Million Cayman Islands Microcap Sales Scheme
SEC Adds Misappropriation to Sports Advisor Ash Narayan's Fraud Charge in Amended Complaint
Car Dealership Alt Investments in Turmoil as GPB Capital Holdings Alleges Business Partner Fraudulently Converted Funds
Glendale Securities (Sherman Oaks) Brokers Sanctioned in Penny Stock Misconduct

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