Western International Securities

Posts In Western International Securities

Previously Sanctioned for Excessive & Unsuitable ETP Trading, Efrain Trujillo Barred for Borrowing Money From Customers Oct 21
FINRA barred former Financial West Group and Western International Securities broker Efrain ...
View Article
GWG Holdings Financing Package Approved, Further Highlighting Importance of Pursuing Arbitration with Firms That Sold L Bonds Aug 28
A Texas bankruptcy court approved a new financing package for GWG Holdings, which filed for ...
View Article
Western International Securities Charged with Violating Regulation Best Interest by Recommending and Selling Unsuitable and Risky GWG L Bonds Jun 16
The SEC charged Western International Securities and five of its brokers with violating the new ...
View Article
Megurditch Patatian Barred for $8 Million of Unsuitable REIT & Variable Annuity Recommendations Jun 15
One year after FINRA Enforcement filed a complaint alleging ex-Western International Securities ...
View Article
Corey White Barred Over Supervisory & Red Flag ETP Failures at Financial West Group Because "There Were Too Many to Review" Jun 16
FINRA fined and barred Corey Andrew White for failing to adequately supervise trading activities at ...
View Article
Megurditch Patatian Accused of Unsuitable REIT Recommendations Funded Through VA Surrenders Mar 02
FINRA filed a complaint against former Western International Securities broker Megurditch Mike ...
View Article