Insurance

• Oct 10, 2024 FBL Marketing's Richard Connally Fined for Forgery

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• Jun 9, 2023 LPL & CUSO Financial Broker Kale KH Young Sanctioned for Falsifying Customer Signatures

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• Jan 30, 2023 SoCal Broker Jay Eng Cited for Impersonating Customer in Call with Annuity Company

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• Dec 15, 2022 Transamerica Broker Guatam Arora Arrested in Southern California on Fraud Charges

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• Jun 21, 2022 Emerson Equity Predicts Further Adversity as Wholesalers Leave and GWG Holdings L Bond Losses Grow

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• Jun 16, 2022 Western International Securities Charged with Violating Regulation Best Interest by Recommending and Selling Unsuitable and Risky GWG L Bonds

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• Jun 11, 2022 Brokerage Firm IFP Securities that Sold Doomed GWG Holdings Products Deliberately Sought Risky Products

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• Apr 22, 2022 After Causing Investor Losses, Bankrupt GWG Holdings Blames SEC Investigation For GWGH Failures

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• Apr 21, 2022 Troubled GWG Holdings Finally Files for Bankruptcy, Sealing Many Investors' Losing Fates

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