Posts In Roboadvisors

Online Investment Firm Betterment Fined $400,000 for Violating Customer Protection Rule Jun 22
FINRA fined MTG LLC aka Betterment Securities $400,000 for robo-advisor branch Betterment LLC's ...
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FINRA Charges Nicholas Baecker with Forging Customer Signatures on Forms
Convicted Fraudster Daniel Vazquez Gets Prison for Swindling Seniors Out of $2.6 Million
FINRA Fines Scottsdale Capital Advisors $1.5 Million, Bars John Hurry, Suspends Timothy DiBlasi & D Michael Cruz in Illegal $1.7 Million Cayman Islands Microcap Sales Scheme
Gehrin Michael Ortiz Barred After Investigation into Material Disclosure Violations and Omissions
SEC Charges Brokers Michael Horowitz, Moshe Marc Cohen with $80 Million Variable Annuity Fraud

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