Posts In Roboadvisors

Online Investment Firm Betterment Fined $400,000 for Violating Customer Protection Rule Jun 22
FINRA fined MTG LLC aka Betterment Securities $400,000 for robo-advisor branch Betterment LLC's ...
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Cetera Financial Group & Cetera Advisors Paid $4.2 Million Over Mutual Fund Misconduct
SEC Charges Brokers Michael Horowitz, Moshe Marc Cohen with $80 Million Variable Annuity Fraud
Slava Volman Pleads Guilty, Sent to Prison for Securities Fraud and Conspiracy
Brokerage Firm IFP Securities that Sold Doomed GWG Holdings Products Deliberately Sought Risky Products
Midtown Partners' Kevin Gillespie Charged by SEC in $10 Million Microcap Fraud Scheme

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