Posts In RBC

RBC Capital Markets consented to FINRA's findings and agreed to pay $1 million to settle charges ...

Previously fired by RBC Capital Markets of La Jolla, California, broker David Roger Hirons joined ...

One year after the SEC barred ex-Merrill Lynch and RBC Capital broker Thomas Joseph Buck from the ...

FINRA fined and suspended former RBC Capital (San Francisco, CA) broker Brian Sung Hyun aka Sung ...

Though one might think banks and brokerages would choose simplicity in the wake of February's ...

SEC officials barred former Merrill Lynch and RBC Capital broker Thomas Joseph Buck, who pleaded ...