Posts In SPAC

SPAC Buying Slows as Regulators Propose Rule Change, Reviews of Prior SPACs Apr 21
A CNBC analysis of special purpose acquisition companies (SPACs) confirmed that while SPACs enjoyed ...
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Unsuitably Risky SPACs, "A License to Rip Investors Off," Rile SEC and FINRA Regulators Mar 11
With starpower ranging from Shaquille O'Neal to Serena Williams touting a little-known investment ...
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Cetera Financial Group & Cetera Advisors Paid $4.2 Million Over Mutual Fund Misconduct
FINRA Fines Scottsdale Capital Advisors $1.5 Million, Bars John Hurry, Suspends Timothy DiBlasi & D Michael Cruz in Illegal $1.7 Million Cayman Islands Microcap Sales Scheme
Megurditch Patatian Barred for $8 Million of Unsuitable REIT & Variable Annuity Recommendations
WestPark Capital Sanctioned for Misrepresentations in $3.9 Million Promissory Note Sales
Gregory Scott Hanshew Accused of Disclosure, Sales Violations with Elder Investors

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