Posts In Discretionary Trading

FINRA fined and suspended former Merrill Lynch (Mill Valley, California) financial adviser Conrad ...

FINRA barred former Comerica Securities (Phoenix, Arizona) and Fidelity Brokerage Services ...

FINRA barred former Vorpahl Wing Securities and LPL Financial (both Spokane, WA) broker Lee Victor ...

FINRA fined and suspended American Wealth Management (Novato, CA) broker Jason Lee Seale for ...

FINRA fined and suspended former JP Morgan Securities Managing Director Trevor Bradner Rahn of the ...

FINRA fined and suspended LPL Financial broker Arthur Obermeier, formerly of LPL's Boulder, Colorado ...