Posts In Cherry-Picking

SEC Bars BKS Advisors' Roger Denha for Fraudulent Cherry-Picking Trade Allocation Scheme Aug 21
The SEC barred Brandt, Kelly & Simmons Securities broker and BKS Advisors investment adviser Roger ...
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Cetera Financial Group & Cetera Advisors Paid $4.2 Million Over Mutual Fund Misconduct
SEC Charges Brokers Michael Horowitz, Moshe Marc Cohen with $80 Million Variable Annuity Fraud
Slava Volman Pleads Guilty, Sent to Prison for Securities Fraud and Conspiracy
Brokerage Firm IFP Securities that Sold Doomed GWG Holdings Products Deliberately Sought Risky Products
Midtown Partners' Kevin Gillespie Charged by SEC in $10 Million Microcap Fraud Scheme

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