Posts In Cherry-Picking

SEC Bars BKS Advisors' Roger Denha for Fraudulent Cherry-Picking Trade Allocation Scheme Aug 21
The SEC barred Brandt, Kelly & Simmons Securities broker and BKS Advisors investment adviser Roger ...
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Cetera Financial Group & Cetera Advisors Paid $4.2 Million Over Mutual Fund Misconduct
Megurditch Patatian Barred for $8 Million of Unsuitable REIT & Variable Annuity Recommendations
WestPark Capital Sanctioned for Misrepresentations in $3.9 Million Promissory Note Sales
Gregory Scott Hanshew Accused of Disclosure, Sales Violations with Elder Investors
Morgan Stanley's Barry Garapedian Accused of Unsuitable Recommendations Causing Millions in Damages

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