Effective Securities Arbitration

It is no secret that a great deal of corruption has been uncovered in the securities industry over the past decade. This epidemic has helped to make arbitration the most widely used method to resolve disputes between public investors and financial advisors or brokerage firms. A skilled attorney from our firm can provide you with knowledgeable and experienced legal help.

Jonathan W. Evans devotes 95% of his practice currently to securities arbitration. It is our specialty. We have litigated hundreds of securities arbitration claims and tried more than 80 cases to a conclusion at the NASD. We are proud of our reputation for high ethical standards and legal skill amongst our peers.

Don’t wait to address your legal needs—connect with a skilled California securities arbitration attorney. Call (818) 760-9880 or get in touch with us to book your consultation.

Your Rights in Securities Disputes

Investing in securities can be a complicated process, and disputes may arise unexpectedly. It’s crucial to understand your rights as an investor to navigate these issues effectively. Our team at The Law Offices of Jonathan W. Evans & Associates is dedicated to empowering you with the knowledge you need to protect your investments.

Here are some key rights and protections you should be aware of:

• Right to Transparency: As an investor, you have the right to receive accurate and timely information regarding your investments, including fees, risks, and performance.
• Right to Fair Treatment: Securities laws ensure that you are treated fairly and equitably in all transactions.
• Right to Compensation: If you've suffered losses due to fraudulent activities or negligence, you may have the right to seek compensation from those responsible.
• Right to Legal Representation: You have the right to consult with a qualified attorney who can guide you through the complexities of your case and help reclaim your losses.

At The Law Offices of Jonathan W. Evans & Associates, we believe that an informed investor is an empowered investor. Our experienced team is here to provide you with the knowledge and support you need to confidently pursue your securities dispute. Don’t hesitate to contact us for a consultation and discover how we can help you protect your rights.

Understanding the Securities Arbitration Process

Navigating the complexities of securities arbitration can be daunting, especially for those unfamiliar with legal procedures. At The Law Offices of Jonathan W. Evans & Associates, we believe that knowledge is power. We are committed to empowering our clients by providing a clear understanding of what to expect throughout the arbitration process.

Here's an overview of the typical steps involved in securities arbitration:

1. Filing a Claim: The process begins with submitting a statement of claim, detailing the issues at hand and the desired outcomes.
2. Choosing a Panel: You will select a panel of arbitrators based on the guidelines provided by the Financial Industry Regulatory Authority (FINRA).
3. Discovery: Both parties gather evidence and information relevant to the case, including documents, emails, and witness statements.
4. Hearing: A formal hearing occurs where both parties present their cases, including testimony from witnesses and expert opinions.
5. Award Decision: The arbitrators will deliberate and render a decision, which is binding and enforceable by law.

By understanding these steps, you can approach your securities arbitration with confidence and clarity. Our experienced team is here to guide you every step of the way, ensuring that your interests are fully represented and advocated for.

Benefits of Having a Qualified Lawyer

The decision of the arbitrator is final and legally binding. Some of the advantages of securities arbitration are that it is far more efficient than securities litigation, as well as being cost-effective. A trial can take years to complete, whereas securities arbitration can be completed within one year, normally at half the cost. The results are consistent with those conducted in court proceedings so we can assume that arbitration provides the same degree of justice.

It is a common practice for many brokers to have clients sign a "pre-dispute arbitration agreement" as part of the initial contract with the broker, in which they agree to use arbitration as the means of settling disputes. Securities mediation can be effective, but the final settlement is not legally binding, so it doesn't necessarily put an end to the dispute.

Our expert securities arbitration lawyer in California is ready to provide personalized legal guidance. Call (818) 760-9880 to secure your consultation.