FINRA Bars Matthew Kerby After Allegations He Converted Elderly Client's Funds for Personal Use

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Two months after Edward Jones discharged broker Matthew Donald Kerby for misusing client funds for his own benefit, FINRA permanently barred Kerby from the financial industry for refusing to cooperate with its investigation.

AWC #2017056495801

Prompted by Kerby (CRD #5381195)'s termination from Edward Jones after a ten-year association with the firm, FINRA requested information and documents related to allegations that Kerby converted an elderly client's funds for personal use. Instead, Kerby advised he would not cooperate with the investigation, resulting in a ban from the industry.

If you have invested with Matthew Donald Kerby or any broker or financial adviser whose has converted, misappropriated, or otherwise used your funds in an improper way or without authorization, resulting in financial harm or damages, please call The Law Offices of Jonathan W. Evans & Associates at (800) 699-1881 for an investigation and consultation.