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The Law Offices of Jonathan W. Evans & Associates The Law Offices of Jonathan W. Evans & Associates
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  • $1,098,000 Stocks, Bonds, Options, and Mutual Funds
    Churning, Negligence, Breach of Fiduciary Duty, Suitability, and Fraud
  • $950,000.00 Preferred Stock Issued by a Distressed Financial Institution
    Negligence, Breach of Fiduciary Duty, Violation of Regulation Best Interest, and Fraud
  • $900,000.00 Off-Shore Investments
    Negligence, Breach of Fiduciary Duty, Suitability, and Fraud
  • $650,000.00 Unsuitable Concentration of Energy Company’s Equity Units in Investment Portfolios
    Negligence, Breach of Fiduciary Duty, Suitability, and Fraud
  • $454,000.00 Unsuitable Concentration of Inverse ETFs in Investment Portfolio
    Negligence, Breach of Fiduciary Duty, Suitability, and Fraud
  • $444,000.00 Real Estate Private Placements (Delaware Statutory Trusts and Limited Partnerships)
    Negligence, Breach of Fiduciary Duty, Suitability, and Fraud
  • $425,000.00 Adviser-Directed Trading Program Using an Inverse Exchange Traded Fund
    Negligence, Breach of Fiduciary Duty, Suitability, and Fraud
  • $363,000.00 Viaticals, Unregistered Securities, Private Placements, Equity Indexed Annuities, and Broker Theft
    Negligence, Breach of Fiduciary Duty, Suitability, Fraud, and Conversion
  • $350,000.00 Unsuitable Investment Portfolio
    Negligence, Breach of Fiduciary Duty, Suitability, and Fraud
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