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Ivan Serge Obolensky, Jr. Barred for Failure to Answer FINRA Inquiry Regarding Unsuitable Investments

The Financial Industry Regulatory Authority (FINRA) Ivan S. Obolensky, Jr. of Glendale, California, for refusing to cooperate with FINRA's investigation into a customer's claim that Obolensky, Jr. had made unsuitable recommendations.

FINRA Case #2010023319501

After entering the securities industry in 1991, Obolensky, Jr. joined FINRA member firm Wells Fargo Advisors, LLC, where he remained from 2001 through 2010.

Although FINRA was unable to compel Obolensky, Jr. to cooperate with its investigation, it still had the authority to discipline him. If you believe you have been the victim of Ivan S. Obolensky, Jr. or suffered losses due to unsuitable investment recommendations made through Wells Fargo Advisors, LLC , please call The Law Offices of Jonathan W. Evans & Associates at 800-699-1881 for a consultation.

Categories: Suitability
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The Law Offices of Jonathan W. Evans & Associates - California Securities Fraud Attorney
Located at 12711 Ventura Boulevard, Suite #440 Studio City, CA 91604. View Map
Phone: (800) 699-1881 | Local Phone: (818) 760-9880.
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