California Securities Fraud Attorney Call Today 800-699-1881
California Securities Fraud Lawyer Firm Overview Attorney Profiles Recoveries Obtained Frequently Asked Questions Testimonials Contact Us
information center
Attorney Advertising Disclaimer
Broker Misrepresentation
Brokerage Firms Sued
Structured Products
Hedge Fund Losses
Recognizing Investment Losses
Recovery of Investment Loss
Securities Arbitration
Reverse Convertible
Securities Fraud
Securities Mediation
Securities Litigation
Stock/ Investment Losses
Suitability/ Unsuitability
Unauthorized Trading
Common Claims
Frequently Asked Questions
Attorney Referrals
Video Center
securities fraud blog
legal blog Click here for a free case evaluation. Read our Articles on Securities Related Issues here. have a question resources
contact us
Are you a new client?
10 Avvo avvo badge
If you need help recovering your losses contact us today. View our complete list of brokerage firms and banks we've sued.

Ivan Serge Obolensky, Jr. Barred for Failure to Answer FINRA Inquiry Regarding Unsuitable Investments

The Financial Industry Regulatory Authority (FINRA) Ivan S. Obolensky, Jr. of Glendale, California, for refusing to cooperate with FINRA's investigation into a customer's claim that Obolensky, Jr. had made unsuitable recommendations.

FINRA Case #2010023319501

After entering the securities industry in 1991, Obolensky, Jr. joined FINRA member firm Wells Fargo Advisors, LLC, where he remained from 2001 through 2010.

Although FINRA was unable to compel Obolensky, Jr. to cooperate with its investigation, it still had the authority to discipline him. If you believe you have been the victim of Ivan S. Obolensky, Jr. or suffered losses due to unsuitable investment recommendations made through Wells Fargo Advisors, LLC , please call The Law Offices of Jonathan W. Evans & Associates at 800-699-1881 for a consultation.

Categories: Suitability
The Law Offices of Jonathan W. Evans & Associates - California Securities Fraud Attorney
Located at 12711 Ventura Boulevard, Suite #440 Studio City, CA 91604. View Map
Phone: (800) 699-1881 | Local Phone: (818) 760-9880.