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Recent Posts in GPB Capital Holdings Category

Profits Before People - GPB Capital Paid High Commissions to Sell Troubled Products

A new report from InvestmentNews contends that GPB Capital arranged to pay its broker-dealers and representatives tens of millions of dollars in high-priced commissions in exchange for having its reps ...
Continue reading "Profits Before People - GPB Capital Paid High Commissions to Sell Troubled Products" »

FINRA and SEC Launch Investigation of GPB Capital Holdings

Two months after Massachusetts regulator William Galvin began investigating GPB over its illiquid, high-risk, and high-commission alternative investment sales, FINRA and SEC personnel have taken up ...
Continue reading "FINRA and SEC Launch Investigation of GPB Capital Holdings" »
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The Law Offices of Jonathan W. Evans & Associates - California Securities Fraud Attorney
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