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Recent Posts in Questar Category

Questar to Pay $800,000 for Overcharging Retirement Plan & Charitable Organization Customers

FINRA cited Questar Capital Corp for overcharging clients in failing to apply available sales charge waivers to eligible retirement accounts and charitable organizations, namely in transactions ...
Continue reading "Questar to Pay $800,000 for Overcharging Retirement Plan & Charitable Organization Customers" »

SLCG Study Finds Aegis Capital, Newbridge Securities Employ Most Brokers with History of Complaints

A Securities Litigation & Consulting Group (SLCG) study ranked brokerage firms based on broker complaint history, finding that nearly one quarter of all brokers employed by Aegis Capital Corp and ...
Continue reading "SLCG Study Finds Aegis Capital, Newbridge Securities Employ Most Brokers with History of Complaints" »

Andrew Lewis Pittman Barred in Relation to Elder Financial Misconduct Allegation

FINRA barred former Allstate Financial Services, LLC, Questar Capital Corporation and Sammons Securities Company, LLC broker Andrew Lewis Pittman for failing to cooperate with an investigation into ...
Continue reading "Andrew Lewis Pittman Barred in Relation to Elder Financial Misconduct Allegation" »
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The Law Offices of Jonathan W. Evans & Associates - California Securities Fraud Attorney
Located at 12711 Ventura Boulevard, Suite #440 Studio City, CA 91604. View Map
Phone: (800) 699-1881 | Local Phone: (818) 760-9880.
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