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Recent Posts in NY Life Securities, LLC Category

Heedo "Joshua" Han Barred for Failure to Cooperate with Investigation into Forgery Case

FINRA barred former NYLife Securities rep Heedo "Joshua" Han out of the firm's Los Angeles branch as the result of an investigation into Han's insurance business and a complaint ...
Continue reading "Heedo "Joshua" Han Barred for Failure to Cooperate with Investigation into Forgery Case" »

OHO Bars Sharon H Goodale After Allegations of Improperly Signing Pre-Filled Applications

A FINRA OHO panel barred former NYLife broker Sharon Hsun Goodale of San Dimas, California for failing to respond to five requests for information regarding an investigation into Goodale's ...
Continue reading "OHO Bars Sharon H Goodale After Allegations of Improperly Signing Pre-Filled Applications" »

William R. Kinyon Barred for Misuse of Elderly Client's Variable Annuity Funds

FINRA barred former NYLife Securities broker William Robert Kinyon of Castleford, Idaho for allegedly misappropriating $3,000 from an elderly client. Specifically, Kinyon purportedly took a $3,000 ...
Continue reading "William R. Kinyon Barred for Misuse of Elderly Client's Variable Annuity Funds" »
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The Law Offices of Jonathan W. Evans & Associates - California Securities Fraud Attorney
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