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Recent Posts in Lincoln Financial Services Category

Fictitious Letters to Elderly VA Customer Earns Jason Belajack a Permanent Bar in Latest Discipline of Ex-ACG Broker

FINRA barred former Lincoln Financial Advisors Corporation and Accelerated Capital Group (Irvine, CA) broker Jason Michael Belajack for creating fictitious letters on firm letterhead to cover up the ...
Continue reading "Fictitious Letters to Elderly VA Customer Earns Jason Belajack a Permanent Bar in Latest Discipline of Ex-ACG Broker" »

Walter Marino Charged with Collecting $60k Commissions as Clients Lost Money Over Unsuitable Variable Annuity Replacements

FINRA charged former Legend Equities broker Walter Joseph Marino with recommending unsuitable variable annuity replacements that benefitted him to the tune of $60,000 in commissions while his ...
Continue reading "Walter Marino Charged with Collecting $60k Commissions as Clients Lost Money Over Unsuitable Variable Annuity Replacements" »

With 14 Pending Customer Disputes Alleging Misrepresentation and False Statements in Variable Annuity Transactions, FINRA Files Complaint Against Anthony Diaz

After 14 customers filed separate disputes alleging misrepresentation and falsification of statements and records in variable annuity (VA) transactions, FINRA filed a complaint against broker Anthony ...
Continue reading "With 14 Pending Customer Disputes Alleging Misrepresentation and False Statements in Variable Annuity Transactions, FINRA Files Complaint Against Anthony Diaz" »

Jerry Dean McGlothlin Barred for Unauthorized Outside Business Private Securities Activities

FINRA barred former Lincoln Financial Services Corp., LLC representative Jerry Dean McGlothlin of Laguna Hills, California for selling away, or engaging in an outside business activity without ...
Continue reading "Jerry Dean McGlothlin Barred for Unauthorized Outside Business Private Securities Activities" »
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