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Recent Posts in Goldman Sachs Category

Gross Margin Debt Climbing at an Unsustainable Rate, Placing Investors at Greater Risk

Investing on margin—which means investing funds that are borrowed from a brokerage firm—can look attractive because of the potential for great returns. On the other hand, buying on margin ...
Continue reading "Gross Margin Debt Climbing at an Unsustainable Rate, Placing Investors at Greater Risk" »

Goldman Sachs Structured Products, Reverse Convertibles, Suitability, and the Fiduciary Rule

Structured products, including reverse convertibles—fee-based, fixed income products—can pose supervisory challenges for firms. When it comes to matters of suitability, as evidenced by a ...
Continue reading "Goldman Sachs Structured Products, Reverse Convertibles, Suitability, and the Fiduciary Rule" »

Goldman Sachs Places Luke Thornburn on Leave for Unapproved Outside Business Activity

Goldman Sachs placed financial adviser Luke Thornburn on administrative leave for his "Make Christianity Great Again" hat business, which the firm says Thornburn did not seek approval for ...
Continue reading "Goldman Sachs Places Luke Thornburn on Leave for Unapproved Outside Business Activity" »
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The Law Offices of Jonathan W. Evans & Associates - California Securities Fraud Attorney
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