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Recent Posts in Diversified Lending Group Category

Forrest Nolan Jackson Barred for Selling Away of Notes Related to SEC Lawsuit Defendant

FINRA barred broker Forrest Nolan Jackson for selling away and failing to provide his firm prior written notice of outside business activities. The particular securities Jackson allegedly sold away ...
Continue reading "Forrest Nolan Jackson Barred for Selling Away of Notes Related to SEC Lawsuit Defendant" »

Steven Joseph Corzan Barred for Unapproved Private Securities Transactions of Positions Linked to Ponzi Scheme

FINRA barred broker Steven Joseph Corzan of Aliso Viejo, California for allegedly engaging in private securities transactions that his then—employing firm, MML Investors Services, Inc., had not ...
Continue reading "Steven Joseph Corzan Barred for Unapproved Private Securities Transactions of Positions Linked to Ponzi Scheme" »
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The Law Offices of Jonathan W. Evans & Associates - California Securities Fraud Attorney
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