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Recent Posts in Bambi Holzer Category

Bambi Holzer Barred for Unsuitable Provident Royalties Sales, Failure to Disclose and Submission of False Information

FINRA officially barred broker Bambi Iris Holzer from the securities industry this month for a series of unsuitable recommendations, gaining of supervisory approval through the use of false ...
Continue reading "Bambi Holzer Barred for Unsuitable Provident Royalties Sales, Failure to Disclose and Submission of False Information" »

About Time: FINRA Files Complaint Alleging Unsuitable Recommendations, Falsification of Records After Beverly Hills Broker Bambi Holzer Suspended From Industry

Following her September 2013, suspension from the securities industry for failing to pay an arbitration award, FINRA filed a civil enforcement complaint against Bambi Holzer alleging multiple ...
Continue reading "About Time: FINRA Files Complaint Alleging Unsuitable Recommendations, Falsification of Records After Beverly Hills Broker Bambi Holzer Suspended From Industry" »
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The Law Offices of Jonathan W. Evans & Associates - California Securities Fraud Attorney
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