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Recent Posts in Airbags Category

UBS to Pay $15 Million over Unsuitable Reverse Convertible Note Sales to Conservative and Retired Investors

UBS Financial Services and the SEC reached agreement for the firm to pay $15 million to settle charges that it failed to supervise, educate, and train staff regarding complex products known as reverse ...
Continue reading "UBS to Pay $15 Million over Unsuitable Reverse Convertible Note Sales to Conservative and Retired Investors" »

Airbags - Unsafe at any Speed

"Airbags" are a new twist on the old reverse convertible structured product. We are beginning to see investors bringing in account statements and materials related to these types of ...
Continue reading "Airbags - Unsafe at any Speed" »
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The Law Offices of Jonathan W. Evans & Associates - California Securities Fraud Attorney
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