California Securities Fraud Attorney Call Today 800-699-1881
California Securities Fraud Lawyer Firm Overview Attorney Profiles Recoveries Obtained Frequently Asked Questions Testimonials Contact Us
information center
Attorney Advertising Disclaimer
Securities
Broker Misrepresentation
Brokerage Firms Sued
FINRA
Structured Products
Hedge Fund Losses
Recognizing Investment Losses
Recovery of Investment Loss
Securities Arbitration
Reverse Convertible
Misconduct
Securities Fraud
Securities Mediation
Securities Litigation
Stock/ Investment Losses
Suitability/ Unsuitability
Unauthorized Trading
Common Claims
Products
Frequently Asked Questions
Attorney Referrals
Video Center
securities fraud blog
legal blog Click here for a free case evaluation. Read our Articles on Securities Related Issues here. have a question resources
contact us
Name:
Email:
Phone:
Are you a new client?
Message:
10 Avvo avvo badge
If you need help recovering your losses contact us today. View our complete list of brokerage firms and banks we've sued.

Colorado Broker Bruce Page Barber Barred in Outside Business Activity Investigation

After Securities America discharged representative Bruce Page Barber of the firm's Colorado Springs branch based on allegations that he participated in an unapproved outside business activity and solicited customers to purchase an unapproved securities product, FINRA subsequently barred Barber from the securities industry.

AWC #2017053346301

FINRA's investigation states that Barber (CRD #3095959) failed to cooperate with their investigation into allegations that Barber engaged in an undisclosed outside business activity by serving as an advisor to the Board of Directors for a firm called "ABC, LLC," for which he received compensation.

The investigation also alleged that ABC Board advisor Barber solicited 15 Securities America customers to invest in ABC's private securities offering, which the firm similarly had not approved.

Barber's BrokerCheck report discloses just two outside business activities: 1) Insurance sales in Colorado Springs, and 2) Investment advisor at Securities America Advisors (also CO). Barber's insurance agency is known as Partners Group / Bruce P. Barber.

If you have invested with former Securities America broker Bruce Page Barber of Colorado Springs, or with any representative or financial adviser whose solicitations were unsuitable due to a conflict of interest or breach of fiduciary duty and these recommendations made in conflict with your best interests have proven harmful to your investments, please call The Law Offices of Jonathan W. Evans & Associates at (800) 699-1881 for an investigation and consultation.

accolades
The Law Offices of Jonathan W. Evans & Associates - California Securities Fraud Attorney
Located at 12711 Ventura Boulevard, Suite #440 Studio City, CA 91604. View Map
Phone: (800) 699-1881 | Local Phone: (818) 760-9880.
Website: