FINRA barred a former NY Life Securities, LLC broker, Tony Huang, for allegedly partaking in a scheme to falsify life insurance applications. In addition to forging customer signatures, in some instances Huang allegedly attached fluid samples from third parties to customer applications.
FINRA'S findings state that Huang engaged in the aforementioned misconduct from March 2011 through June 2012, allegedly impersonating customers during quality assurance calls in order to reinforce the "validity" of the falsified life insurance applications and to get policies in his client's names.
FINRA charged Huang with knowingly submitting or causing to be submitted life insurance applications containing false information, resulting in permanent banishment from the industry.
If you have invested with Tony Huang or with any broker or financial advisor whose fabricated insurance or investment applications based on false presences or effected without your knowledge or consent has proven harmful to your investments or interests, please call The Law Offices of Jonathan W. Evans & Associates at (800) 699-1881 for investigation and consultation.