California Securities Fraud Attorney Call Today 800-699-1881
California Securities Fraud Lawyer Firm Overview Attorney Profiles Recoveries Obtained Frequently Asked Questions Testimonials Contact Us
information center
Attorney Advertising Disclaimer
Securities
Broker Misrepresentation
Brokerage Firms Sued
FINRA
Structured Products
Hedge Fund Losses
Recognizing Investment Losses
Recovery of Investment Loss
Securities Arbitration
Reverse Convertible
Misconduct
Securities Fraud
Securities Mediation
Securities Litigation
Stock/ Investment Losses
Suitability/ Unsuitability
Unauthorized Trading
Common Claims
Products
Frequently Asked Questions
Attorney Referrals
Video Center
securities fraud blog

Categories

legal blog Click here for a free case evaluation. Read our Articles on Securities Related Issues here. have a question resources
contact us
Name:
Email:
Phone:
Are you a new client?
Message:
10 Avvo avvo badge
If you need help recovering your losses contact us today. View our complete list of brokerage firms and banks we've sued.

Blog Posts in November, 2012

Investors Beware: "Free Lunch" Investment Seminars Are Not Always What They Seem

FINRA has distributed an investor alert under their frauds and scams banner, warning investors of so-called "Free Lunch" investment seminars in which potential investment clients are invited ...
Continue reading "Investors Beware: "Free Lunch" Investment Seminars Are Not Always What They Seem" »

Christina Marie Curley Barred Following Allegations She Manipulated Compensation, Transacted in Closed Accounts

The Financial Industry Regulatory Authority Office of Hearing Officers barred broker Christina Marie Curley in a default decision following her failure to respond to requests for information, appear ...
Continue reading "Christina Marie Curley Barred Following Allegations She Manipulated Compensation, Transacted in Closed Accounts" »

David Lerner Associates to Pay $12 Million in Restitution in Connection with Inadequate Due Diligence, Excessive Markups

The Financial Industry Regulatory Authority and David Lerner Associates brokerage firm of Syosset, New York reached a settlement, the terms of which specify that the firm will pay $12 million in ...
Continue reading "David Lerner Associates to Pay $12 Million in Restitution in Connection with Inadequate Due Diligence, Excessive Markups" »

SEC Charges Geoffrey H. Lunn, Darlene A. Bishop and Vincent G. Curry with Defrauding Investors by Creating Fake Company, Identity

The Securities and Exchange Commission charged Geoffrey H. Lunn, Darlene A. Bishop and Vincent G. Curry for allegedly making false and misleading statements to investors in connection with a $5.77 ...
Continue reading "SEC Charges Geoffrey H. Lunn, Darlene A. Bishop and Vincent G. Curry with Defrauding Investors by Creating Fake Company, Identity" »

Hojin Kyung Barred After Depositing Customer Checks into Personal Trust Account

The Financial Industry Regulatory Authority has barred Hojin Kyung of San Diego, California for the alleged misappropriation of customer funds while Kyung was associated with Farmers Financial ...
Continue reading "Hojin Kyung Barred After Depositing Customer Checks into Personal Trust Account" »

Edgar Lee Giovannetti Fined & Suspended for Unauthorized Transaction, Failure to Disclose Lawsuit and Settlement

The Financial Industry Regulatory Authority suspended broker Edgar Lee Giovannetti of Memphis, Tennessee, fining him $15,000 for borrowing funds from a customer without first obtaining approval from ...
Continue reading "Edgar Lee Giovannetti Fined & Suspended for Unauthorized Transaction, Failure to Disclose Lawsuit and Settlement" »
accolades
The Law Offices of Jonathan W. Evans & Associates - California Securities Fraud Attorney
Located at 12711 Ventura Boulevard, Suite #440 Studio City, CA 91604. View Map
Phone: (800) 699-1881 | Local Phone: (818) 760-9880.
Website: