Brokerage Firms

Mr. Evans has consulted with and represented hundreds of clients about claims involving one or more of the various forms of stock broker misconduct, in connection with investment losses. These cases have spanned the spectrum of brokerage firms and banks and have included matters against the following brokerage firms and banks:

The Shemano Group
W.S. Griffith & Co., Inc. aka W.S. Griffith Securities Inc.
Joseph Stevens Co., Inc.
Marquis Financial Services, Inc.
Steven Gregory Securities
Morgan Peabody Inc.
UBS Financial Services, Inc.
Basis Financial
Wolverton Securities Ltd
Fisher Asset Management, Ltd
GLB Trading
Penson Financial Services, Inc.
Morgan Stanley Smith Barney
WM Financial Services nka WAMU Investments, Inc.
H.D. Vest Investment Securities
A&F Financial Services, Inc.
GunnAllen Financial, Inc.
Life Wealth Management, Inc.
Thrivent Investment Management, Inc.
Westrock Advisors, Inc.
J.P. Turner & Co.
NYLife Securities, LLC
RBC Wealth Management aka RBC Capital Markets Corporation
Fidelity Brokerage Services, LLC aka Fidelity Investments
First Foundation Advisors formerly Keller, Coad & Collins, Investment Counsel, Inc.
The Keller Group
Multi-Financial Securities Corporation
Morgan Keegan & Company, Inc.
The Seidler Companies, Inc.
Western International Securities, Inc.
Girard Securities, Inc.
Axis Advisors, Inc. fka Clarity Financial Group
Royal Alliance Associates, Inc.
Wealthcare Alliance Inc.
WFP Securities Corporation dba WFP Securities
WFP Holdings Inc.
Wells Fargo Investments, LLC
Wells Fargo Advisors, LLC
Crown Capital Securities, L.P.
Terry L. Jones Financial & Insurance Services
Citigroup Global Markets Inc.
ING Financial Advisers LLC
Crowell Weedon & Co.
Stuart Chausseé & Associates
Brecek & Young Advisors, Inc.
Oppenheimerfunds Distributor, Inc.
Oppenheimerfunds, Inc.
Securities America, Inc.
QA3 Financial Corp.
Moors & Cabot, Inc.

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