Broker Misconduct
When people decide to make investments or to participate in stock options, they are often under the impression that they will experience financial growth. This especially holds true when people seek out advice from brokerage firms, stockbrokers, or investment advisors who they believe will give them reliable and profitable investment advice. Unfortunately, each year, countless people experience substantial losses due to inaccurate or poor advice from their investment professionals.
When investment professionals fail to live up to their fiduciary duties, it is called broker misconduct. Broker misconduct occurs when investment or stock professionals:
- misrepresent material facts
- give false information
- give incomplete information
- fail to advise clients of risks
- participate in account churning
- participate in unauthorized trading
- recommend unsuitable investment to clients
Once an investment professional has given faulty information to their client, their client stands to lose many things, including their: IRA savings, pension plans, retirement funds, or even their children’s college funds. The losses are great and can cost a client more than money.
This is why you should always consult with a reputable securities attorney after you have been a victim of broker misconduct. In many cases, you may be able to recover your losses by filing a lawsuit against your investment professional if broker misconduct can be proven. By working with a securities lawyer, you can ensure that every effort is placed into recovering your losses and that your financial well-being remains in-tact.
Los Angeles
Securities Attorney
The Law Offices of Jonathan W. Evans is a California based law office assisting clients nationally and worldwide with securities matters. If you have questions regarding broker misconduct, Attorney Jonathan W. Evans can help you. Attorney Evans has significant securities litigation experience and is extremely knowledgeable in this complex area of law. By working with Los Angeles securities lawyer, Jonathan W. Evans, clients can contest their illegitimate losses and ensure that their finances remain secure.
Call the Law Offices of Jonathan W. Evans today at (800) 699-1881!
Contact our office for a free consultation.