Brokerage Firms

Mr. Evans has consulted with and represented hundreds of clients about claims involving one or more of the various forms of stock broker misconduct, in connection with investment losses.  These cases have spanned the spectrum of brokerage firms and banks and have included matters against the following brokerage firms and banks:

• Smith Barney Shearson aka Salomon Smith Barney
• Joseph Roberts & Co., Inc.
• First Southwest Company
• Olde Discount Corp.
• Stratton Oakmont
• Brokers Investment Corp.
• Monroe Parker Securities, Inc.
• Continental Broker-Dealer Corp.
• Pacific Coast Financial Securities, Inc.
• Del Mar Financial
• The Beacon Companies
• Naples Securities, Inc.
• Biltmore Securities, Inc.
• The Boston Group
• Charles Schwab & Co.
• Cartwright & Walker
• Winchester Investments
• Salomon Smith Barney
• Fortress Securities
• Columbus Financial, Inc.
• Global Strategies Group
• Lew Lieberbaum & Co.
• Stuart Coleman & Co., Inc.
• Schroder Werteim & Co., Inc.
• Everen Clearing Corp.
• Bear Stearns Securities Corp.
• Oppenheimer & Co.
• Olde Naples Securities
• US Clearing Corp.
• Redstone Securities, Inc.
• Chatfield Dean
• Long Securities Corp.
• J.B. Oxford & Co.
• Lazar, Frederick &
• Co.
• Duke & Co.
• Heidtke & Company Inc.
• Klein, Maus & Shire, Inc.
• Texas Capital Securities
• Ash & Co., Inc.
• Prudential Financial
• PaineWebber, Inc. now known as UBS/PaineWebber
• Citicorp
• Golden Lender Financial Group, Inc.
• J.P. Gibbons & Co., Inc.
• T.D. Waterhouse Securities
• Wedbush Securities aka Wedbush Morgan Securities
• Dean Witter Reynolds now known as Morgan Stanley, DW, Inc.
• A.G. Edwards & Sons, Inc.
• American Income Securities, Inc.
• L.T. Lawrence & Co., Inc.
• W.J.  Gallagher & Co., Inc.
• Roth Capital Partners, Inc., fka Cruttenden Roth Securities
• Meridian Capital Group, Inc.
• Piper Jaffray & Co., Ic.
• Ameritrade, Inc. (now known as TD Ameritrade)
• Merrill Lynch, Pierce, Fenner & Smith, Inc.
• U.S. Capital
• First Wall Street Corp.
• E-Trade Securities Ltd.
• GKN Securities Corp.
• Raymond James Co.
• Raymond James Financial Services, Inc.
• Raymond James & Associates
• Investment Management & Research Inc.
• Thomas Green Securities
• Everen Securities, Inc. now known as Wachovia Securities
• Wedbush Morgan Securities
• Tradeway Securities Corp.
• Morgan Stanley Dean Witter
• Kennedy, Cabot & Co.
• Fidelity Investments
• Gunn Allen Financial, Inc.
• U.S. Pacific Financial
• Sutro & Co.
• Miller & Schroder Financial
• Bear Stearns Companies, Inc.
• Linsco/Private Ledger Corp.
• Muriel Siebert & Co., Inc.
• Clearing Services
• VanGuard Capital
• SK International Securities Corp.
• Deutsche Banc BT Alex Brown, Inc.
• Gruntal  Securities
• Pacific American Securities
• WMA Securities
• Brookfield Securities
• California Financial Network, Inc.
• Provident Mutual
• First Union Securities
• UBOC Investment Services
• Schoff & Baxter, Inc.
• Financial West
• Correspondent Services Corp.
• Waterhouse Securities, Inc.
• TD Waterhouse Investor Services
• Financial West Investment Group
• CIBC World Markets Corp.
• D.E. Grey/Sanders, Morris, Harris, Inc.
• Sanders Morris Mundy, Inc.
• Bentley Asset Management
• Gruntal & Co., LLC.
• Clearing Services of America
• Triquest Financial Inc.
• G.A. Schumacher and Associates, Inc.
• The Advest Group, Inc.
• Advest, Inc.
• DeCamillo Capital Management
• W.M. Financial Services, Inc.
• Sun America
• Berry-Shino Securities, Inc.
• Hambrecht & Quest
• Mosbey Financial & Insurance Services
• Associated Securities Corp.
• National Planning Corp.
• Manulife Financial Securities Aka The Manufacturers Life
• Insurance Company Of North
• America
• Pacific Life, Inc.
• Edward Jones & Co.
• RBC Dain Rauscher formerly known as Dain Rauscher, Inc.
• Phillips & Co.
• Washington Mutual
• Trusted Securities Advisors Corp.
• Wells Fargo Securities
• Banc of America Investments
• Cal Fed Investments
• Newport Securities
• Wexford Clearing Services, Corp.
• FSC Securities
• Secure Equity Group
• American National Securities, Inc. aka Amerinational Financial Services
• Union Bank Securities
• CIBC Oppenheimer & Co. Inc.
• Round Hill Securities
• D.A. Davidson Securities
• Income Network Company
• Scottrade, Inc.
• Wachovia Securities, LLC (formerly Everen Securities)
• Cardinal Capital Management, Inc.
• Cadaret Grant
• KM Advisory Services
• KM Investment Services, Inc.
• American National Municipal Corp. Inc.

Contact our office for a free consultation.