Brokerage Firms

Mr. Evans has consulted with and represented hundreds of clients about claims involving one or more of the various forms of stock broker misconduct, in connection with investment losses. These cases have spanned the spectrum of brokerage firms and banks and have included matters against the following brokerage firms and banks:

A.G. Edwards & Sons, Inc.
AIG Financial Advisors, Inc.
A&F Financial Services, Inc.
Advantage Capital Corp.
Advest, Inc.
American General Sec. Inc.
American Income Securities, Inc.
American National Municipal Corp. Inc.
American National Securities, Inc. aka Amerinational Financial Services
Ameriprise
Ameritrade, Inc. (now known as TD Ameritrade)
Ash & Co., Inc.
Associated Securities, Corp.
Avenue D Advisors, LLC
Avenue D Capital Partners, LLC
Axis Advisors, Inc. fka Clarity Financial Group
Banc of America Investment Services
Basis Financial
Bear Stearns Companies, Inc.
Bear Stearns Securities Corp.
Bentley Asset Management
Berry-Shino Securities, Inc.
Biltmore Securities, Inc.
Brecek & Young Advisors, Inc.
Brokers Investment Corp.
Brookfield Securities
Cadaret Grant
Cal Fed Investments
California Financial Network, Inc.
Cardinal Capital Management, Inc.
Cardinal Capital.net
Cartwright & Walker
Charles Schwab & Co.
Chase/Hambrecht & Quest
Chatfield Dean
CIBC Oppenheimer & Co. Inc.
CIBC World Markets Corp.
Citicorp
Citicorp Investment Services
Citigroup Global Markets Inc.
Citigroup, Inc.
Clearing Services
Clearing Services of America Co.
Columbus Financial, Inc.
Continental Broker-Dealer Corp.
Correspondent Services Corp.
Crowell Weedon & Co.
Crown Capital Securities, L.P.
D.A. Davidson Securities
D.E. Grey/Sanders, Morris, Harris, Inc.
Dean Witter Reynolds now known as Morgan Stanley, DW, Inc.
DeCamillo Capital Management
Del Mar Financial
Deutsche Banc BT Alex Brown, Inc.
Duke & Co.
Edward Jones & Co.
E-Trade Securities Ltd.
Everen Clearing Corp.
Everen Securities, Inc. now known as Wachovia Securities
Evolve Securities, Inc.
Fidelity Asset Management, Inc.
Fidelity Brokerage Services, LLC aka Fidelity Investments
Fidelity Investments
Financial West
Financial West Investment Group
First Foundation Advisors formerly Keller, Coad & Collins, Investment Counsel, Inc.
First Midwest Securities, Inc.
First Southwest Company
First Union Securities
First Wall Street Corp.
Fisher Asset Management, Ltd formerly
Salomon Smith Barney, Inc.
Fortress Securities
FSC Securities
G.A. Schumacher and Associates, Inc.
Girard Securities, Inc.
GHSHC, LLC
GKN Securities Corp.
GLB Trading
Global Hunter Securities, Inc.
Global Strategies Group
Golden Lender Financial Group, Inc.
Grace Capital Management, LLP
Granite Associates, Inc.
Great Eastern Securities
Gruntal Securities
Gruntal & Co., LLC.
GunnAllen Financial, Inc.
H.D. Vest Investment Securities
Hambrecht & Quest
Heidtke & Company Inc.
Hunter Scott Financial LLC
Income Network Company
ING Financial Advisers LLC
Investment Management & Research Inc.
Investor Capital
Investors Capital Corp.
J.B. Oxford & Co.
J.P. Gibbons & Co., Inc.
J.P. Morgan & Co.
J.P. Morgan Chase Bank
J.P. Turner & Co.
Joseph Roberts & Co., Inc.
Joseph Stevens Co., Inc.
Kemper Securities
Kennedy, Cabot & Co.
Klein, Maus & Shire, Inc.
KM Advistory Services
KM Investment Services, Inc.
L.T. Lawrence & Co., Inc.
Lazar, Frederick & Co.
Leumi Investment Services, Inc.
Lew Lieberbaum & Co.
Life Wealth Management, Inc.
Linsco/Private Ledger Corp.
Long Securities Corp.
Manulife Financial Securities Aka The Manufacturers Life Insurance Copany of North America
Marquis Financial Services, Inc.
McIsaac Financial & Insurance Services
Mercantile Brokerage Services
Meridian Capital Group, Inc.
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Miller & Schroder Financial
Monroe Parker Securities, Inc.
Moors & Cabot, Inc.
Morgan Keegan & Company, Inc.
Morgan Peabody Inc.
Morgan Stanley Dean Witter
Morgan Stanley Smith Barney
Mosbey Financial & Insurance Services
Multi-Financial Securities Corporation
Muriel Siebert & Co., Inc.
Naples Securities, Inc.
National Financial Services, Corp.
National Planning Corp.
New England Securities
Newport Securities
NYLife Securities, LLC
Olde Discount Corp.
Olde Naples Securities
Oppenheimer & Co.
Oppenheimerfunds Distributor, Inc.
Oppenheimerfunds, Inc.
Pacific American Securities
Pacific Coast Financial Securities, Inc.
Pacific Life, Inc.
PaineWebber, Inc. now known as UBS/PaineWebber
Paulson Invest. Company
Penson Financial Services, Inc.
Phillips & Co.
Piper Jaffray & Co., Ic.
Progressive Plan Administrators, Inc.
Provident Mutual
Prudential Financial
QA3 Financial Corp.
R.W. Towt & Associates
Raymond James & Associates
Raymond James Co.
Raymond James Financial Services, Inc.
RBC Dain Rauscher formerly known as Dain Rauscher, Inc.
RBC Wealth Management aka RBC Capital Markets Corporation
Redstone Securities, Inc.
Riordan Johnston & Javadizadeh, Inc.
RJJ Pasadena Securities, Inc.
Roth Capital Partners, Inc., fka Cruttenden Roth Securities
Round Hill Securities
Royal Alliance Associates, Inc.
Sagepoint Financial Inc.
Salomon Grey Financial Corp.
Salomon Smith Barney
Sanders Morris Mundy, Inc.
Schoff & Baxter, Inc.
Schroder Werteim & Co., Inc.
Scottrade, Inc.
Secure Equity Group
Securities America, Inc.
Securities Services Network, Inc.
Sentra Securities Corporation
SK International Securities Corp.
Smith Barney Shearson aka Salomon Smith Barney
Sterling Financial Investment Group, Inc.
Steven Gregory Securities
Stockcross Financial Services, Inc.
Stratton Oakmont
Stuart Chausseé & Associates
Stuart Coleman & Co., Inc.
Sun America
Sutro & Co.
Synergy Investment
T.D. Waterhouse Securities
TD Waterhouse Investor Services
Terry L. Jones Financial & Insurance Services
Texas Capital Securities
The Advest Group, Inc.
The Beacon Companies
The Boston Group
The Investment Center, Inc.
The Keller Group
The Seidler Companies, Inc.
The Shemano Group
Thomas Green Securities
Thrivent Investment Management, Inc.
Times Securities, Inc.
Tower Square Sec., Inc.
Tradeway Securities Corp.
Triquest Financial Inc.
Trusted Securities Advisors Corp.
U.S. Capital
U.S. Pacific Financial
UBOC Investment Services
UBS Financial Services, Inc.
UBS Financial Services, Inc. formerly known as PaineWebber
Union Bank Securities
United Pacific
United Pacific Securities, Inc.
US Clearing Corp.
USI Securities
VanGuard Capital
Vining Sparks IBC, LP
W.J. Gallagher & Co., Inc.
W.M. Financial Services, Inc.
W.S. Griffith & Co., Inc. aka W.S. Griffith Securities Inc.
Wachovia Securities, LLC (formerly Everen Securities)
Washington Mutual
Waterhouse Securities, Inc.
Wealthcare Alliance Inc.
Wedbush Morgan Securities
Wedbush Securities aka Wedbush Morgan Securities
Wells Fargo Advisors, LLC
Wells Fargo Investments, LLC
Wells Fargo Securities
West Coast Financial Sec. Group
Western International Securities, Inc.
Westrock Advisors, Inc.
Wexford Clearing Services, Corp.
WFP Holdings Inc.
WFP Securities Corporation dba WFP Securities
Winchester Investments
WM Financial Services nka WAMU Investments, Inc.
WMA Securities
Wolverton Securities Ltd
Wolverton Securities, USA, Ltd.
World Group Securities, Inc.